Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

USCA SECURITIES LLC
103789
MICHAEL HOWARD MCCONNELL
2615419
MICHAEL HOWARD MCCONNELL
2615419
USCA SECURITIES LLC
103789
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-01-11
D/A
$0.00
Yes
$52,897.00
Yes
2015-12-21
D/A
$8,581.00
No
$0.00
No
2015-05-22
D/A
$8,581.00
No
$0.00
No
2013-02-25
D/A
$0.00
Yes
$0.00
Yes