Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SUNBELT SECURITIES INC
42180
MARK TIDWELL
2612587
SUNBELT SECURITIES INC.
42180
DWANE MARK TIDWELL
2612587
SUNBELT SECURITIES INC
42180
DWAYNE M. TIDWELL
2612587
SUNBELT SECURITIES
42180
MARK TIDWELL
2612587
SUNBELT SECURITIES
42180
DWAYNE M. TIDWELL
2612587
SUNBELT SECURITIES
42180
MARK TIDWELL
2612587
SUNBELT SECURITIES, INC.
42180
DWAYNE M. TIDWELL
2612587
SUNBELT SECURITIES
42180
MARK TIDWELL
2612587
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-11-15
D/A
$250,000.00
Yes
$0.00
No
2012-05-31
D/A
$250,000.00
Yes
$0.00
No
2012-04-24
D/A
$150,000.00
Yes
$0.00
No
2011-12-30
D/A
$2,500,000.00
Yes
$0.00
No
2011-08-24
D/A
$16,000,000.00
Yes
$0.00
No
2011-04-18
D/A
$520,320.00
No
$65,040.00
No
2011-04-14
D/A
$508,320.00
No
$63,540.00
No
2011-04-07
D/A
$484,320.00
No
$60,540.00
No
2011-04-04
D/A
$400,320.00
No
$50.00
No
2011-04-01
D/A
$379,520.00
No
$47,440.00
No
2011-03-28
D/A
$376,720.00
No
$47,090.00
No
2011-03-23
D/A
$374,720.00
No
$46,840.00
No
2011-03-22
D/A
$370,720.00
No
$46,340.00
No
2011-03-17
D/A
$357,520.00
No
$44,690.00
No
2011-03-16
D
$355,520.00
No
$44,440.00
No
2011-03-10
D/A
$351,520.00
No
$43,940.00
No
2011-03-03
D
$338,960.00
No
$42,370.00
No
2011-02-25
D/A
$325,360.00
No
$40,670.00
No
2011-02-23
D/A
$321,360.00
No
$40,170.00
No
2011-02-17
D/A
$309,360.00
No
$38,670.00
No
2011-02-07
D/A
$301,360.00
No
$37,670.00
No
2011-01-28
D/A
$293,360.00
No
$36,670.00
No
2011-01-27
D/A
$291,360.00
No
$36,420.00
No
2011-01-21
D/A
$275,200.00
No
$34,400.00
No
2011-01-13
D/A
$233,200.00
No
$29,150.00
No
2011-01-12
D/A
$231,200.00
No
$28,900.00
No
2011-01-05
D/A
$191,200.00
No
$23,900.00
No
2010-12-30
D/A
$189,200.00
No
$23,650.00
No
2010-12-28
D/A
$181,200.00
No
$22,650.00
No
2010-12-23
D/A
$177,200.00
No
$22,150.00
No
2010-12-21
D/A
$163,200.00
No
$20,400.00
No
2010-12-13
D/A
$159,920.00
No
$19,990.00
No
2010-11-29
D/A
$157,200.00
No
$19,650.00
No
2010-11-23
D/A
$153,200.00
No
$19,150.00
No
2010-11-22
D/A
$149,200.00
No
$18,650.00
No
2010-11-15
D/A
$147,200.00
No
$18,400.00
No
2010-11-05
D/A
$145,200.00
No
$18,150.00
No
2010-10-29
D/A
$142,800.00
No
$17,850.00
No
2010-10-19
D/A
$116,800.00
No
$14,600.00
No
2010-10-18
D/A
$104,800.00
No
$13,100.00
No
2010-10-08
D/A
$102,800.00
No
$12,850.00
No
2010-10-08
D/A
$102,800.00
No
$12,850.00
No
2010-10-04
D/A
$100,800.00
No
$12,600.00
No
2010-09-17
D/A
$90,800.00
No
$11,350.00
No
2010-09-10
D/A
$82,000.00
No
$10,250.00
No
2010-09-07
D/A
$78,000.00
No
$9,750.00
No
2010-08-26
D/A
$18,000.00
No
$2,250.00
No
2010-08-18
D/A
$10,000.00
No
$1,250.00
No
2010-08-13
D/A
$16,000,000.00
Yes
$0.00
No
2010-08-04
D
$9,000.00
No
$0.00
No
2010-07-13
D/A
$261,969.00
No
$0.00
No
2010-07-02
D/A
$257,469.00
No
$0.00
No
2010-06-11
D/A
$255,219.00
No
$0.00
No
2010-06-04
D
$237,219.00
No
$0.00
No
2010-06-02
D/A
$228,219.00
No
$0.00
No
2010-06-01
D/A
$223,719.00
No
$0.00
No
2010-05-24
D/A
$221,469.00
No
$0.00
No
2010-04-15
D/A
$400,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE AMOUNTS PAID IN CONNECTION WITH THE OFFERING OF INTERESTS IN KEYSTONE PRIVATE EQUITY OPPORTUNITIES II (Q), L.P., A PARALLEL VEHICLE OF THE ISSUER.
2010-04-15
D
$400,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE AMOUNTS PAID IN CONNECTION WITH THE OFFERING OF INTERESTS IN KEYSTONE PRIVATE EQUITY OPPORTUNITIES II, L.P., A PARALLEL VEHICLE OF THE ISSUER.
2010-02-17
D/A
$263,000.00
Yes
$0.00
No
2010-01-14
D/A
$213,600.00
Yes
$0.00
No
2009-09-24
D
$5,500,000.00
Yes
$0.00
No