Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KRISTEN DAIEGLE
2607706
CONDUIT SECURITIES, LLC
135474
KRISTEN DAIEGLE
2607706
CONDUENT SECURITIES, LLC
135474
KRISTEN DAIEGLE
2607706
CABOT LANE, LLC
143301
KRISTIN DAIGLE
2607706
BUCK HR SECURITIES, INC
299842
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-02-28
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS AND FINDERS- FEES. TL PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2024-02-28
D/A
$15,598,561.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2023-02-27
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2023-02-27
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS AND FINDERS- FEES. TL PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2022-03-02
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2022-03-02
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS AND FINDERS- FEES. TL PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2021-03-11
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS AND FINDERS- FEES. TL PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2021-03-11
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2020-04-24
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS AND FINDERS- FEES. TL PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2020-04-24
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2019-04-05
D/A
$14,817,709.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2019-04-05
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS AND FINDERS- FEES. HLIC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2018-03-15
D/A
$14,359,912.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2018-03-15
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS AND FINDERS- FEES. HLIC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.