Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ALEXANDER CAPITAL
40077
GREG RICKKLES
2606032
Companies
Company Name
GMI-SHJ, LP
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-03-25
D/A
$371,765.00
Yes
$0.00
No
IN ADDITION, ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2020-03-18
D/A
$371,765.00
Yes
$0.00
No
IN ADDITION, ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2020-03-04
D/A
$371,765.00
Yes
$0.00
No
IN ADDITION, ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE