Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WORKMAN SECURITIES CORPORATION
31898
DAVID P. DIEHL
2604969
WORKMAN SECURITIES CORPORATION
31898
DAVID DIEHL
2604969
WORKMAN SECURITIES CORPORATION
31898
DAVID P. DIEHL
2604969
FIRST LIBBERTIES FINANCIAL
14432
DAVID P. DIEHL
2604969
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-04-18
D/A
$520,320.00
No
$65,040.00
No
2011-04-14
D/A
$508,320.00
No
$63,540.00
No
2011-04-07
D/A
$484,320.00
No
$60,540.00
No
2011-04-04
D/A
$400,320.00
No
$50.00
No
2011-04-01
D/A
$379,520.00
No
$47,440.00
No
2011-03-28
D/A
$376,720.00
No
$47,090.00
No
2011-03-23
D/A
$374,720.00
No
$46,840.00
No
2011-03-22
D/A
$370,720.00
No
$46,340.00
No
2011-03-17
D/A
$357,520.00
No
$44,690.00
No
2011-03-16
D
$355,520.00
No
$44,440.00
No
2011-03-10
D/A
$351,520.00
No
$43,940.00
No
2011-03-03
D
$338,960.00
No
$42,370.00
No
2011-02-25
D/A
$325,360.00
No
$40,670.00
No
2011-02-23
D/A
$321,360.00
No
$40,170.00
No
2011-02-17
D/A
$309,360.00
No
$38,670.00
No
2011-02-07
D/A
$301,360.00
No
$37,670.00
No
2011-01-28
D/A
$293,360.00
No
$36,670.00
No
2011-01-27
D/A
$291,360.00
No
$36,420.00
No
2011-01-21
D/A
$275,200.00
No
$34,400.00
No
2011-01-13
D/A
$233,200.00
No
$29,150.00
No
2011-01-12
D/A
$231,200.00
No
$28,900.00
No
2011-01-05
D/A
$191,200.00
No
$23,900.00
No
2010-12-30
D/A
$189,200.00
No
$23,650.00
No
2010-12-28
D/A
$181,200.00
No
$22,650.00
No
2010-12-23
D/A
$177,200.00
No
$22,150.00
No
2010-12-21
D/A
$163,200.00
No
$20,400.00
No
2010-12-13
D/A
$159,920.00
No
$19,990.00
No
2010-11-29
D/A
$157,200.00
No
$19,650.00
No
2010-11-23
D/A
$153,200.00
No
$19,150.00
No
2010-11-22
D/A
$149,200.00
No
$18,650.00
No
2010-11-15
D/A
$147,200.00
No
$18,400.00
No
2010-11-05
D/A
$145,200.00
No
$18,150.00
No
2010-10-29
D/A
$142,800.00
No
$17,850.00
No
2010-10-19
D/A
$116,800.00
No
$14,600.00
No
2010-10-18
D/A
$104,800.00
No
$13,100.00
No
2010-10-08
D/A
$102,800.00
No
$12,850.00
No
2010-10-08
D/A
$102,800.00
No
$12,850.00
No
2010-10-04
D/A
$100,800.00
No
$12,600.00
No
2010-09-17
D/A
$90,800.00
No
$11,350.00
No
2010-09-10
D/A
$82,000.00
No
$10,250.00
No
2010-09-07
D/A
$78,000.00
No
$9,750.00
No
2010-08-26
D/A
$18,000.00
No
$2,250.00
No
2010-07-13
D/A
$261,969.00
No
$0.00
No
2010-07-02
D/A
$257,469.00
No
$0.00
No
2010-06-11
D/A
$255,219.00
No
$0.00
No
2010-06-04
D
$237,219.00
No
$0.00
No
2010-06-02
D/A
$228,219.00
No
$0.00
No
2010-06-01
D/A
$223,719.00
No
$0.00
No
2010-05-24
D/A
$221,469.00
No
$0.00
No
2010-05-18
D/A
$216,339.00
No
$0.00
No
2010-05-03
D/A
$116,000.00
No
$0.00
No
2010-04-07
D/A
$214,089.00
No
$0.00
No
2010-03-10
D/A
$209,139.00
No
$0.00
No
2010-03-09
D/A
$157,839.00
No
$0.00
No
2010-03-03
D/A
$116,000.00
No
$0.00
No
2010-02-19
D/A
$150,909.00
No
$0.00
No
2010-01-28
D/A
$141,909.00
No
$0.00
No
2010-01-27
D/A
$137,409.00
No
$0.00
No
2010-01-15
D/A
$1,500,000.00
Yes
$0.00
No
2010-01-04
D/A
$132,909.00
No
$0.00
No
2009-12-14
D/A
$128,409.00
No
$0.00
No
2009-12-04
D/A
$126,159.00
No
$0.00
No
2009-11-16
D
$110,000.00
No
$0.00
No