Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

UHLMANN PRICE SECURITIES
42854
JEFFREY KEITH PERRY
2594143
UHLMANN PRICE SECURITIES
42854
JEFFREY KEITH PERRY
2594143
UHLMANN PRICE SECURITIES, INC.
42854
JEFFREY KEITH PERRY
2594143
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-01-13
D/A
$75,000.00
Yes
$0.00
No
SHARE OF ANNUAL MANAGEMENT FEES, NOT GROSS INVESTOR PROCEEDS, NOR ADDED SALES COMMISSIONS.
2014-07-29
D/A
$100,000.00
Yes
$0.00
Yes
2014-07-24
D/A
$150,000.00
Yes
$0.00
Yes
2014-01-16
D/A
$50,000.00
Yes
$0.00
No
SHARE OF ANNUAL MANAGEMENT FEES, NOT GROSS INVESTOR PROCEEDS, NOR ADDED SALES COMMISSIONS.
2013-02-11
D/A
$37,000.00
Yes
$0.00
No
2013-02-11
D/A
$37,000.00
Yes
$0.00
No
2012-11-29
D
$37,000.00
Yes
$0.00
No
2011-12-13
D/A
$7,000.00
Yes
$0.00
No
2011-12-13
D
$7,000.00
Yes
$0.00
No
2010-12-01
D/A
$3,000.00
Yes
$0.00
No
2009-11-20
D
$680.00
Yes
$0.00
No