Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NEWBRIDGE SECURITES CORPORATION
104065
DANIEL S. PIKULA
2563165
NEWBRIDGE SECURITIES
2563165
DANIEL S PIKULA
2563165
DAN PIKULA
2563165
TD AMERITRADE, INC.
7870
DANIEL PIKULA
2563165
EMERSON EQUITY LLC
130032
DANIEL S. PIKULA
2563165
EMERSON EQUITY, LLC
130032
EMERSON EQUITY, LLC
130032
DANIEL PIKULA
2563165
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-11-05
D/A
$7,500,000.00
Yes
$0.00
No
UP TO TEN PERCENT (10%) OF GROSS PROCEEDS OF THE OFFERING.
2024-01-11
D
$322,655.00
No
$0.00
No
SELLING COMMISSIONS: $25,753.00; MANAGING BROKER FEES: $178,941.25; WHOLESALER FEES: $113,403.00; DUE DILIGENCE FEES: $3,679.00; MARKETING FEES: $879.00
2022-09-09
D
$0.00
No
$0.00
No
2020-12-31
D
$470,380.00
No
$0.00
No
2016-02-05
D/A
$5,700,000.00
Yes
$0.00
No
2011-04-18
D/A
$520,320.00
No
$65,040.00
No
2011-04-14
D/A
$508,320.00
No
$63,540.00
No
2011-04-07
D/A
$484,320.00
No
$60,540.00
No
2011-04-04
D/A
$400,320.00
No
$50.00
No
2011-04-01
D/A
$379,520.00
No
$47,440.00
No
2011-03-28
D/A
$376,720.00
No
$47,090.00
No
2011-03-23
D/A
$374,720.00
No
$46,840.00
No
2011-03-22
D/A
$370,720.00
No
$46,340.00
No
2011-03-17
D/A
$357,520.00
No
$44,690.00
No
2011-03-16
D
$355,520.00
No
$44,440.00
No
2011-03-10
D/A
$351,520.00
No
$43,940.00
No
2011-03-03
D
$338,960.00
No
$42,370.00
No
2011-02-25
D/A
$325,360.00
No
$40,670.00
No
2011-02-23
D/A
$321,360.00
No
$40,170.00
No
2011-02-17
D/A
$309,360.00
No
$38,670.00
No
2011-02-07
D/A
$301,360.00
No
$37,670.00
No
2011-01-28
D/A
$293,360.00
No
$36,670.00
No
2011-01-27
D/A
$291,360.00
No
$36,420.00
No
2011-01-21
D/A
$275,200.00
No
$34,400.00
No
2011-01-13
D/A
$233,200.00
No
$29,150.00
No
2011-01-12
D/A
$231,200.00
No
$28,900.00
No
2011-01-05
D/A
$191,200.00
No
$23,900.00
No
2010-12-30
D/A
$189,200.00
No
$23,650.00
No
2010-12-28
D/A
$181,200.00
No
$22,650.00
No
2010-12-23
D/A
$177,200.00
No
$22,150.00
No
2010-07-13
D/A
$261,969.00
No
$0.00
No
2010-07-02
D/A
$257,469.00
No
$0.00
No
2010-06-11
D/A
$255,219.00
No
$0.00
No
2010-06-04
D
$237,219.00
No
$0.00
No
2010-06-02
D/A
$228,219.00
No
$0.00
No
2010-06-01
D/A
$223,719.00
No
$0.00
No
2010-05-24
D/A
$221,469.00
No
$0.00
No
2010-05-18
D/A
$216,339.00
No
$0.00
No
2010-04-07
D/A
$214,089.00
No
$0.00
No
2010-03-10
D/A
$209,139.00
No
$0.00
No
2010-03-09
D/A
$157,839.00
No
$0.00
No
2010-02-19
D/A
$150,909.00
No
$0.00
No
2010-01-28
D/A
$141,909.00
No
$0.00
No
2010-01-27
D/A
$137,409.00
No
$0.00
No
2010-01-04
D/A
$132,909.00
No
$0.00
No
2009-12-14
D/A
$128,409.00
No
$0.00
No
2009-12-04
D/A
$126,159.00
No
$0.00
No