Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CENTER STREET SECURITIES, INC.
26898
RENE CASTRO
2559410
NONE
NONE
RENE CASTRO
2559410
RENE CASTRO
2559410
GREAT POINT CAPITAL, LLC
114203
RENE CASTRO
2559410
GREAT POINT CAPITAL LLC
114203
RENE CASTRO
2559410
GREAT POINT CAPITAL LLC
114203
GREAT POINT CAPITAL
114203
RENE CASTRO
2559410
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-01-12
D
$170,514.00
No
$0.00
No
2022-01-06
D
$858,940.00
No
$0.00
No
SELLING COMMISSIONS: $543,513; MANAGING BROKER DEALER FEE: $120,111; WHOLESALE FEE: $82,261; MARKETING FEE: $113,055
2021-11-30
D
$346,407.00
No
$0.00
No
SELLING COMMISSIONS: $133,000.00; MANAGING BROKER FEES: $161,985; WHOLESALE FEES: $20,036.00; MARKETING FEES: $31,386.00
2020-12-31
D
$470,380.00
No
$0.00
No
2020-12-16
D
$976,082.00
No
$0.00
No
SALES COMMISSIONS: $535,850; DUE DILIGENCE FEES: $131,541.13; MARKETING FEES: $145,691.61; MANAGING BROKER FEE: $162,999.42
2020-01-10
D
$305,215.00
No
$0.00
No
2020-01-02
D
$123,306.00
No
$0.00
No
2017-01-13
D
$399,103.00
Yes
$0.00
No