Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MATTHEW R. JONES
2557927
KESTRA INVESTMENT SERVICES, LLC
42046
MATTHEW R. JONES
2557927
KESTRA INVESTMENT SERVICES, LLC
42046
MATTHEW R. JONES
2557927
PURSHE KAPLAN STERLING INVESTMENTS
35747
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-08-06
D/A
$1,083,459.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. AXCELUS FINANCIAL ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2023-03-30
D/A
$158,429.00
No
$0.00
No
ISSUER PAYS A SALES COMMISSION EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2022-04-29
D/A
$134,409.00
No
$0.00
No
ISSUER PAYS A SALES COMMISSION EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2022-04-22
D/A
$1,022,713.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2020-06-17
D/A
$57,468.00
No
$0.00
No
2019-06-05
D/A
$934,613.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2018-12-31
D
$11,704.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2018-04-17
D/A
$902,549.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2016-06-27
D/A
$717,654.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.