Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
MICHAEL J. THALER
2557899
CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
MICHAEL J. THALER
2557899
CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
MICHAEL THALER
2557899
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-11-02
D/A
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.
2013-01-09
D/A
$1,839,124.00
No
$0.00
No
2012-12-11
D/A
$4,241,750.00
Yes
$0.00
No
BASED ON A MAXIMUM OFFERING OF $44,650,000
2011-12-22
D/A
$559,170.00
No
$0.00
No
PAYABLE BY MAGNUM HUNTER PRODUCTION, INC., AND REFLECT COMMISSIONS AND DUE DILIGENCE FEES ON SALES THROUGH DECEMBER 21, 2011.