Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
RICHARD GRIFFIN
2542692
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$170,594.00
No
$0.00
No
A ONE TIME MANAGEMENT FEE IS PAID TO THE MANAGER OF THE ISSUER EQUAL TO (2%) OF THE TOTAL CAPITAL CONTRIBUTIONS. TOTAL SALES COMMISSION PLUS THE ONE TIME MANAGEMENT FEE NOT TO EXCEED (12%) OF THE TOTAL CAPITAL CONTRIBUTIONS OF THE FUND.
D/A
$118,415.00
No
$0.00
No
A ONE TIME MANAGEMENT FEE IS PAID TO THE MANAGER OF THE ISSUER EQUAL TO (2%) OF THE TOTAL CAPITAL CONTRIBUTIONS. TOTAL SALES COMMISSION PLUS THE ONE TIME MANAGEMENT FEE NOT TO EXCEED (12%) OF THE TOTAL CAPITAL CONTRIBUTIONS OF THE FUND.
D
$116,315.00
No
$0.00
No
A ONE TIME MANAGEMENT FEE IS PAID TO THE MANAGER OF THE ISSUER EQUAL TO (2%) OF THE TOTAL CAPITAL CONTRIBUTIONS. TOTAL SALES COMMISSION PLUS THE ONE TIME MANAGEMENT FEE NOT TO EXCEED (12%) OF THE TOTAL CAPITAL CONTRIBUTIONS OF THE FUND.
D
$116,315.00
No
$0.00
No
A ONE TIME MANAGEMENT FEE IS PAID TO THE MANAGER OF THE ISSUER EQUAL TO (2%) OF THE TOTAL CAPITAL CONTRIBUTIONS. TOTAL SALES COMMISSION PLUS THE ONE TIME MANAGEMENT FEE NOT TO EXCEED (12%) OF THE TOTAL CAPITAL CONTRIBUTIONS OF THE FUND.