Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CATHERINE RUNGE
2535506
LION STREET FINANCIAL, LLC
165828
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-08-12
D/A
$12,113.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2023-04-13
D/A
$5,620.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2022-04-26
D/A
$2,396.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.