Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAPITAL FINANCIAL SERVICES
8408
JASON ERICKSON
2527905
CAPITAL FINANCIAL SERVICES
8408
JASON ERICKSON
2527905
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-06-01
D/A
$190,000.00
Yes
$0.00
Yes
2011-05-25
D/A
$168,300.00
Yes
$0.00
Yes
2011-05-19
D/A
$158,850.00
Yes
$0.00
Yes
2011-04-12
D/A
$80,550.00
Yes
$0.00
Yes
2011-04-04
D/A
$71,550.00
Yes
$0.00
Yes
2011-03-22
D/A
$60,300.00
Yes
$0.00
Yes
2011-03-10
D/A
$31,500.00
Yes
$0.00
Yes
2011-03-09
D/A
$29,250.00
Yes
$0.00
Yes
2011-02-17
D/A
$13,500.00
Yes
$0.00
Yes
2011-02-15
D/A
$6,750.00
Yes
$0.00
Yes
2011-02-04
D/A
$3,600.00
Yes
$0.00
Yes
2011-01-07
D/A
$892,710.00
Yes
$0.00
Yes