Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SMH CAPITAL INC.
20580
DANIEL L. BONDER
2518757
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-04-15
D/A
$400,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE AMOUNTS PAID IN CONNECTION WITH THE OFFERING OF INTERESTS IN KEYSTONE PRIVATE EQUITY OPPORTUNITIES II (Q), L.P., A PARALLEL VEHICLE OF THE ISSUER.
2010-04-15
D
$400,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE AMOUNTS PAID IN CONNECTION WITH THE OFFERING OF INTERESTS IN KEYSTONE PRIVATE EQUITY OPPORTUNITIES II, L.P., A PARALLEL VEHICLE OF THE ISSUER.
2010-03-03
D/A
$3,250,000.00
Yes
$0.00
No
BASED ON MAXIMUM OFFERING AMOUNT
2010-02-17
D/A
$263,000.00
Yes
$0.00
No
2010-01-14
D/A
$213,600.00
Yes
$0.00
No
2009-11-17
D/A
$88,500.00
Yes
$0.00
No