Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

JP TURNER + COMPANY
43177
MICHAEL PACKMAN
2518120
J.P. TURNER + COMPANY, L.L.C.
43177
MICHAEL PACKMAN
2518120
FINANCIAL WEST GROUP
16668
MICHAEL PACKMAN
2518120
FINANCIAL WEST GROUP
16668
MICHAEL PACKMAN
2518120
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-08-06
D/A
$2,404,075.00
Yes
$0.00
No
COMMISSIONS (AMOUNT REPRESENTED ABOVE) ALSO INCLUDES THE MANAGING BROKER DEALER FEE AND DUE DILIGENCE FEE
2015-05-21
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-05-11
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-04-09
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-03-26
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-02-03
D/A
$2,404,075.00
Yes
$0.00
No
COMMISSIONS (AMOUNT REPRESENTED ABOVE) ALSO INCLUDES THE MANAGING BROKER DEALER FEE AND DUE DILIGENCE FEE
2015-01-30
D
$2,404,075.00
Yes
$0.00
No
COMMISSIONS (AMOUNT REPRESENTED ABOVE) ALSO INCLUDES THE MANAGING BROKER DEALER FEE AND DUE DILIGENCE FEE
2015-01-08
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-09-23
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-08-01
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-07-22
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-06-04
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2013-08-20
D/A
$2,124,585.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2013-01-09
D/A
$1,839,124.00
No
$0.00
No