Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MONEY CONCEPTS
12963
CHRISTOPHER PASSERO
2517681
MONEY CONCEPTS CAPITAL CORP.
12963
CHRISTOPHER J. PASSERO
2517681
MONEY CONCEPTS CAPITAL CORP.
12963
CHRISTOPHER J. PASSERO
2517681
MONEY CONCEPTS CAPITAL CORP
12963
CHRISTOPHER PASSERO
2517681
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-05-12
D/A
$9,500,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 0.5%; SALES COMMISSION - UP TO 6%; DUE DILIGENCE AND MARKETING EXPENSE FEE OF 1%.
2015-09-29
D/A
$2,959,329.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-09-09
D/A
$2,959,329.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-06-10
D/A
$705,772.00
Yes
$0.00
No
2014-05-28
D/A
$1,506,521.00
Yes
$0.00
No
2014-05-19
D/A
$853,515.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-02-20
D/A
$853,515.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2013-01-18
D/A
$436,950.00
Yes
$0.00
Yes
2012-01-04
D
$679,050.00
Yes
$0.00
Yes
2011-01-07
D/A
$892,710.00
Yes
$0.00
Yes