SEC Form D Database

 

Broker Profile

Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BRAD THAM
2517118
INVESCO DISTRIBUTORS, INC.
7369
Companies
Company Name
INVESCO GLOBAL TARGETED RETURNS FUND, A SERIES OF INVESCO MULTI SERIES FUND, LLC
People
Name
N/A INVESCO MULTI SERIES FUNDS ASSOCIATES, LLC
KAREN DUNN KELLEY
PHILIP A. TAYLOR
RODERICK GEORGE HOWARD ELLIS
MARK GREGSON
ROBERT LEVEILLE
JEFFREY KUPOR
GREGORY G. MCGREEVEY
GARY K. WENDLER
JOHN M. ZERR
PETER INTRALIGI
LESLIE SCHMIDT
CHRIS DEVINE
SCOTT WOLLE
ERIC P. JOHNSON
MARY J. BENSON
SHERI MORRIS
PETER DAVIDSON
ELIZABETH NELSON
STEPHEN R. RIMES
MELANIE RINGOLD
VERONICA CASTILLO
LOREN M. STARR
KEVIN M. CAROME
COLIN D. MEADOWS
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-09-13
D
$49,000.00
Yes
$0.00
No

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