Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
35545
TODD HARRIGAN
2516869
ADVANCED EQUITIES INC.
32455
TODD HARRIGAN
2516869
ADVANCED EQUITIES INC.
35545
TODD HARRIGAN
2516869
ADVANCED EQUITIES INC.
35545
TODD HARRIGAN
2516869
ADVANCED EQUITIES INC.
35545
TODD HARRIGAN
2516869
KATALYST SECURITIES LLC
112494
TODD W. HARRIGAN
2516869
KATALYST SECURITIES, LLC
112494
TODD HARRIGAN
2516869
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-11-18
D/A
$731,808.00
Yes
$0.00
No
2016-11-15
D/A
$731,808.00
Yes
$0.00
No
2016-11-14
D/A
$731,808.00
Yes
$0.00
No
2016-02-26
D/A
$251,747.00
No
$0.00
No
2010-03-01
D/A
$1,029,642.00
No
$0.00
No
2010-02-24
D/A
$333,648.00
No
$0.00
No
2010-02-02
D/A
$377,534.00
No
$0.00
No
2010-01-21
D/A
$184,332.00
No
$0.00
No
2009-09-02
D/A
$358,898.00
Yes
$0.00
No
2009-08-19
D/A
$1,389,546.00
Yes
$0.00
No
2009-08-10
D/A
$407,587.00
Yes
$0.00
No
2009-08-04
D/A
$546,110.00
Yes
$0.00
No
2009-08-03
D/A
$417,405.00
Yes
$0.00
No
2009-07-31
D/A
$124,488.00
Yes
$0.00
No
2009-07-09
D/A
$885,229.00
Yes
$0.00
No
2009-07-08
D
$224,443.00
Yes
$0.00
No
2009-06-10
D/A
$142,091.00
Yes
$0.00
No
2009-06-01
D/A
$291,804.00
Yes
$0.00
No
2009-06-01
D/A
$186,775.00
Yes
$0.00
No
2009-05-14
D/A
$255,022.00
Yes
$0.00
No
2009-05-14
D/A
$91,050.00
Yes
$0.00
No
2009-04-20
D
$374,293.00
Yes
$0.00
No
2009-04-20
D
$146,172.00
Yes
$0.00
No
2009-04-20
D
$365,543.00
Yes
$0.00
No