Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DFPG INVESTMENT, INC.
155576
MICHAEL A. DELLISANT
2508165
DFPG INVESTMENTS, LLC
155576
MICHAEL ANTHONY DELLISANT
2508165
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-09-03
D/A
$2,084,688.00
Yes
$0.00
No
2019-12-26
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-12-19
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-12-05
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-11-26
D/A
$5,500,000.00
Yes
$0.00
Yes