Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SYMETRA INVESTMENT SERVICES, INC.
19061
CARLOS A. RASMUSSEN
2505970
CENTAURUS FINANCIAL
30833
CARLOS RASMUSSEN
2505970
CENTAURUS FINANCIAL, INC.
30833
CARLOS A. RASMUSSEN
2505970
CENTAURUS FINANCIAL INC.
30833
CARLOS RASMUSSEN
2505970
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-11-08
D/A
$3,150,000.00
Yes
$0.00
No
2017-10-25
D/A
$7,500,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - UP TO 7%; DUE DILIGENCE FEE - 0.5%; MARKETING EXPENSE FEE - 0.5%. 2% OF FEES AND COMMISSIONS WILL BE PAID BY SPONSOR.
2017-09-01
D/A
$6,755,140.00
Yes
$0.00
No
ESTIMATE IS BASED ON TOTAL OFFERING AMOUNT OF $84,439,250.
2012-04-10
D/A
$2,975,000.00
Yes
$0.00
No
2011-12-14
D/A
$2,975,000.00
Yes
$0.00
No