Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BROOKSTONE SECURITIES, INC.
13366
TIMOTHY JOHN STEARNS
2504340
BROOKSTONE SECURITIES, INC.
13366
TIMOTHY JOHN STEARNS
2504340
CROWN CAPITAL SECURITIES, LP
6312
TIMOTHY JOHN STEARNS
2504340
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-05-04
D/A
$92,125.00
No
$0.00
No
2015-04-13
D/A
$79,222.00
No
$0.00
No
2014-04-02
D/A
$59,446.00
No
$0.00
No
2013-05-16
D/A
$59,446.00
No
$0.00
No
2013-05-16
D/A
$59,446.00
No
$0.00
No
2012-01-04
D/A
$23,222.00
No
$0.00
No
2011-03-16
D
$366.00
No
$0.00
No