Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
PICKWICK CAPITAL PARTNERS
130672
GREG COLEMAN
2504279
PICKWICK CAPITAL PARTNERS
130672
GREG COLEMAN
2504279
HOLLISTER ASSOCIATES, LLC
173366
GREGORY SCOTT COLEMAN
2504279
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$84,000.00
Yes
$0.00
No
SALES COMMISSIONS ARE PAID FROM A PORTION OF THE MONTHLY MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER OF THE ISSUER. THE AMOUNT LISTED IS AN ESTIMATE SUBJECT TO FUTURE CONTINGENCIES.
D
$145,000.00
Yes
$0.00
No
SALES COMMISSIONS ARE PAID FROM A PORTION OF THE MONTHLY MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER OF THE ISSUER. THE AMOUNT LISTED IS AN ESTIMATE SUBJECT TO FUTURE CONTINGENCIES.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER OF THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (IM) AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE IM.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER OF THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (IM) AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE IM.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE MASTER FUND-S GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE INVESTMENT MANAGER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE INVESTMENT MANAGER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE MASTER FUND-S GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE MASTER FUND-S GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE INVESTMENT MANAGER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE INVESTMENT MANAGER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE MASTER FUND-S GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION PAID TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION PAID TO THE MASTER FUND-S GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE INVESTMENT MANAGER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION PAID TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION PAID TO THE MASTER FUND-S GENERAL PARTNER.
D
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION PAID TO THE GENERAL PARTNER.
D
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION PAID TO THE MASTER FUND-S GENERAL PARTNER.
