Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

STEPHEN ROSEN
2504144
HIGHTOWER SECURITIES, LLC
116681
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-02-06
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS FEES. AXCELUS FINANCIAL WILL PAY ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2025-12-22
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL WILL PAY ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.