Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
BANK FUND EQUITIES, INC.
24999
NONE
NONE
CONCORD WEALTH BROKERAGE, INC.
24999
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-09-04
D/A
$9,600,000.00
No
$0.00
No
CALCULATION OF PLACEMENT AGENT FEES IS BASED ON TOTAL OFFERING AMOUNT.
2019-07-17
D/A
$9,600,000.00
No
$0.00
No
CALCULATION OF PLACEMENT AGENT FEES IS BASED ON TOTAL OFFERING AMOUNT.
2016-02-03
D/A
$6,714,052.00
Yes
$0.00
No
ASSUMES THE SUCCESSFUL SOLICITATION OF 100% OF THE UNITS.
2016-01-27
D/A
$3,750,000.00
Yes
$0.00
No
ASSUMES MAXIMUM OFFERING PROCEEDS ARE RECEIVED.