Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CETERA ADVISORSLLC
10299
JEFFREY CHAPMAN
2493705
CETERA ADVISORS
10299
JEFF CHAPMAN
2493705
CETERA ADVISORS
10299
JEFF CHAPMAN
2493705
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-01-21
D/A
$1,363,965.00
No
$0.00
No
2019-01-29
D/A
$1,710,572.00
No
$0.00
No
2017-09-01
D/A
$6,755,140.00
Yes
$0.00
No
ESTIMATE IS BASED ON TOTAL OFFERING AMOUNT OF $84,439,250.