Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
35545
DAVID BATTISTO
2468847
ADVANCED EQUITIES INC.
35545
DAVID BATTISTO
2468847
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-01-25
D/A
$1,026,016.00
No
$0.00
No
2010-12-27
D/A
$601,536.00
No
$0.00
No
2010-12-27
D/A
$318,522.00
No
$0.00
No
2010-12-13
D/A
$208,482.00
No
$0.00
No
2010-11-10
D
$40,716.00
No
$0.00
No