Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BROKERBANK SECURITIES, INC.
130116
PHILIP P. WRIGHT
2453688
BROKERBANK SECURITIES, INCORPORATED
130116
PHILIP WRIGHT
2453688
BROKERBANK SECURITIES, INCORPORATED
130116
PHILIP PAUL WRIGHT
2453688
BROKERBANK SECURITIES, INC.
130116
PHILIP PAUL WRIGHT
2453688
PHILIP WRIGHT
2453688
BROKERBANK SECURITIES INCORPORATED
130116
PHILIP P. WRIGHT
2453688
PHILIP P. WRIGHT
2453688
BROKERBANK SECURITIES, INC.
130116
PHILIP WRIGHT
2453688
BROKERBANK SECURITIES, INC.
130116
PHILIP WRIGHT
2453688
BROKERBANK SECURITIES, INC.
130116
PHILIP WRIGHT
2453688
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-05-26
D/A
$175,000.00
Yes
$0.00
No
2020-02-05
D
$175,000.00
Yes
$0.00
No
2017-07-10
D
$100,000.00
Yes
$0.00
No
2016-09-01
D
$100,000.00
No
$0.00
No
2016-01-27
D/A
$75,000.00
Yes
$0.00
No
ESTIMATE SUBJECT TO REVISION.
2015-09-09
D/A
$300,000.00
Yes
$25,000.00
Yes
2014-12-16
D
$5,000.00
Yes
$0.00
Yes
UP TO TEN PERCENT OF AMOUNTS INVESTED EXCLUSIVE OF AMOUNTS CONVERTED
2012-12-17
D/A
$25,000.00
Yes
$0.00
No
2011-10-11
D
$187,200.00
Yes
$0.00
No
ASSUMES ENTIRE OFFERING IS SOLD BY SELLING AGENT. A 3% NON-ACCOUNTABLE EXPENSE ALLOWANCE WILL ALSO BE PAID.
2010-10-19
D/A
$80,000.00
Yes
$0.00
No
ASSUMES ENTIRE OFFERING IS SOLD BY SELLING AGENT. A 3% NON-ACCOUNTABLE EXPENSE ALLOWANCE MAY BE PAID.
2009-10-21
D/A
$275,001.00
Yes
$0.00
No
MAXIMUM AMOUNT IF ENTIRE OFFERING IS SOLD.
2009-07-06
D
$275,001.00
Yes
$0.00
No
MAXIMUM AMOUNT IF ENTIRE OFFERING IS SOLD.
2009-06-02
D
$10,000.00
No
$0.00
No