Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

HSBC SECURITIES
19585
BRETT ANTHONY LANE
2436454
MERCANTILE BROKERAGE SERVICES
6784
BRETT ANTHONY LANE
2436454
MID ATLANTIC CAPITAL
10674
BRETT ANTHONY LANE
2436454
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$5,896,144.00
Yes
$0.00
No
THIS INCLUDES ONLY FEE SHARING ARRANGEMENTS DISCLOSED TO PROSPECTIVE CLIENTS.
D
$5,896,144.00
Yes
$0.00
No
THIS INCLUDES ONLY FEE SHARING ARRANGEMENTS DISCLOSED TO PROSPECTIVE CLIENTS.
D/A
$5,833,738.00
Yes
$0.00
No
THIS INCLUDES ONLY FEE SHARING ARRANGEMENTS DISCLOSED TO PROSPECTIVE CLIENTS.
D/A
$5,813,321.00
Yes
$0.00
No
THIS INCLUDES ONLY FEE SHARING ARRANGEMENTS DISCLOSED TO PROSPECTIVE CLIENTS.
D/A
$5,635,835.00
Yes
$0.00
No
THIS INCLUDES ONLY FEE SHARING ARRANGEMENTS DISCLOSED TO PROSPECTIVE CLIENTS.