Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
FIRST ALLIED SECURITIES INC.
32444
TIMOTHY RICE
2417854
FIRST ALLIED SECURITIES INC.
32444
TIMOTHY RICE
2417854
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
No
$0.00
No
AS OF 4/21/2010, ADVANCED EQUITIES INC. WILL BE PAID $285,350.62 AND FIRST ALLIED SECURITIES INC. WILL BE PAID $58,288.00 BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS III, LLC.
D/A
$0.00
No
$0.00
No
AS OF 1/6/2010, ADVANCED EQUITIES, INC., WILL BE PAID $269,781.40 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $324,091.47, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 1/5/2010, ADVANCED EQUITIES, INC. WILL BE PAID $812,084.12 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $300,000.00, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 11/23/2009, ADVANCED EQUITIES, INC. WILL BE PAID $774,385.60 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $316,000.00, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 12/11/2009, ADVANCED EQUITIES, INC., WILL BE PAID $247,529.34 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $329,724.54, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 11/23/2009, ADVANCED EQUITIES, INC. WILL BE PAID $596,713.71 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $224,320.00, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D/A
$0.00
No
$0.00
No
AS OF 11/23/2009, ADVANCED EQUITIES, INC., WILL BE PAID $186,214.76 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $262,670.42, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D
$0.00
No
$0.00
No
AS OF 11/9/2009, ADVANCED EQUITIES, INC. WILL BE PAID $106,000 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $108,000, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
D
$0.00
No
$0.00
No
AS OF 11/9/2009, ADVANCED EQUITIES, INC., WILL BE PAID $68,150 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $132,500, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
