Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
35545
SHANNON SAGAWE
2416981
ADVANCED EQUITIES INC.
35545
SHANNON SAGAWE
2416981
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-10-06
D/A
$147,367.00
No
$0.00
No
2010-09-13
D/A
$61,783.00
No
$0.00
No
2010-08-09
D/A
$51,452.00
No
$0.00
No
2010-05-28
D/A
$7,584.00
No
$0.00
No
2010-05-28
D
$7,584.00
No
$0.00
No
2009-12-21
D/A
$341,960.00
Yes
$0.00
No