Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
CETERA ADVISORS LLC
10299
DAVID P. ROTTSCHAFER
2410589
CETERA ADVISORS LLC
10299
DAVID PAUL ROTTSCHAFER
2410589
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$4,776,196.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $663,311 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
D/A
$4,829,730.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $629,050 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
