Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
RICHARD W. PRESTON
2396186
COMMONWEALTH FINANCIAL NETWORK
8032
COMMONWEALTH FINANCIAL NETWORK
8032
RICHARD W. PRESTON
2396186
RICHARD W. PRESTON
2396186
COMMONWEALTH FINANCIAL NETWORK
8032
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
D
$408,000.00
Yes
$0.00
No
COMMISSIONS OF 10.2% WILL BE PAID ON ANY SALES THROUGH BROKER DEALERS.
D
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
D/A
$840,634.00
Yes
$0.00
No
SALES COMMISSION ARE (I) ACTUAL TO DATE PLUS (II) 10.2% OF REMAINING OFFERING SIZE. ISSUER RESERVES RIGHT TO MAKE SOME SALES BY FINDERS IN LIEU OF BROKER-DEALER, AT A LESSER PERCENTAGE COMPENSATION.
D/A
$795,914.00
Yes
$0.00
Yes
SALES COMMISSION ARE (I) ACTUAL TO DATE PLUS (II) 10.2% OF REMAINING OFFERING SIZE. ISSUER RESERVES RIGHT TO MAKE SOME SALES BY FINDERS IN LIEU OF BROKER-DEALER, AT A LESSER PERCENTAGE COMPENSATION.
