Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WILLIAM SLATTERY
2390505
SILVER LEAF PARTNERS, LLC
126694
SILVER LEAF PARTNERS, LLC
126694
WILLIAM P. SLATTERY
2390505
SILVER LEAF PARTNERS
126694
WILLIAM P. SLATTERY
2390505
THE GRISWOLD COMPANY, INC.
32944
WILLIAM P. SLATTERY
2390505
SILVER LEAF PARTNERS LLC
126694
WILLIAM P. SLATTERY
2390505
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-01-25
D/A
$0.00
No
$0.00
No
2012-01-25
D/A
$0.00
No
$0.00
No
2011-03-04
D/A
$0.00
No
$0.00
No
2011-01-20
D/A
$0.00
No
$0.00
No
2011-01-20
D/A
$0.00
No
$0.00
No
2010-08-31
D/A
$0.00
No
$0.00
No
REPRESENTS FEES PAID TO DATE. FINDER WOULD RECEIVE A PORTION OF THE MANAGER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2010-05-05
D/A
$0.00
No
$0.00
No
REPRESENTS FEES PAID TO DATE. FINDER WOULD RECEIVE A PORTION OF THE MANAGER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2010-03-12
D/A
$8,500.00
No
$0.00
No
2010-01-19
D
$0.00
No
$0.00
No
2009-05-05
D/A
$0.00
No
$0.00
No
REPRESENTS FEES PAID TO DATE. FINDER WOULD RECEIVE A PORTION OF THE MANAGER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2009-03-17
D
$0.00
No
$0.00
No
2009-03-16
D/A
$8,500.00
No
$0.00
No