Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MONEY CONCEPTS CAPITAL CORP.
12963
ANN H. STEWART
238888
CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
ANN H. STEWART
238888
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-07-28
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2017-01-06
D/A
$1,637,070.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-04-15
D/A
$3,485,791.00
Yes
$0.00
No