Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
ADVISORY GROUP EQUITY SERVICES, LTD.
15427
ROBERT BIRNBAUM
2382580
ADVISORY GROUP EQUITY SERVICES LTD.
15427
RONALD D. BIRNBAUM
2382580
ADVISORY GROUP EQUITY SERVICES LTD
15427
RONALD D. BIRNBAUM
2382580
ADVISORY GROUP EQUITY SERVICES
15427
RONALD BIRNBAUM
2382580
ADVISORY GROUP EQUITY SERVICES
15427
RON BIRNBAUM
2382580
ADVISORY GROUP EQUITY SERVICES LTD.
15427
RONALD DAVID BIRNBAUM
2382580
ADVISORY GROUP EQUITY SVCS LTD
15427
ROBERT D. BRINBAUM
2382580
ADVISORY GROUP EQUITY SERVICES, LTD.
15427
RON BIRNBAUM
2382580
ADVISORY GROUP EQUITY SERVICES LTD.
15427
RONALD DAVID BIRNBAUM
2382580
ADVISORY GROUP EQUITY SERVICES LTD.
15427
RONALD BIRNBAUM
2382580
RONALD BIRNBAUM
2382580
ADVISORY GROUP EQUITY SERVICES LTD.
15427
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$4,344,233.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$4,344,233.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$4,344,233.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$4,344,233.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$4,344,233.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$4,344,233.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$4,344,233.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$4,344,233.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$4,344,233.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,247,429.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
