Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WOODLANDS SECURITIES CORPORATION
22373
JIM HARRIS
237972
WOODLANDS SECURITIES CORPORATION
22373
JIM HARRIS
237972
WOODLANDS SECURITIES CORPORATION
22373
JIM HARRIS
237972
WOODLANDS SECURITIES CORPORATION
22373
JIM C HARRIS
237972
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-06-20
D/A
$175,000.00
Yes
$0.00
No
INCLUDES 1% TOTAL SUBSCRIPTION FEE PLUS 0.25% ANNUAL. DEBT CERTIFICATES ARE PAID P+I TO INVESTORS SO ANNUAL AMOUNT WILL VARY
2019-06-20
D/A
$175,000.00
Yes
$0.00
No
INCLUDES 1% TOTAL SUBSCRIPTION FEE PLUS 0.25% ANNUAL. DEBT CERTIFICATES ARE PAID P+I TO INVESTORS SO ANNUAL AMOUNT WILL VARY
2014-12-30
D/A
$67,950.00
Yes
$0.00
No
WILL BE 1.5% ANNUALLY OF CLASS A PARTNER INTERESTS($67,950/YEAR)
2014-11-20
D
$75,000.00
Yes
$0.00
No
WILL BE 1.5% ANNUALLY OF CLASS A PARTNER INTERESTS
2014-02-13
D/A
$157,500.00
Yes
$0.00
No
2014-01-17
D
$150,000.00
Yes
$0.00
No
2013-10-08
D/A
$136,940.00
Yes
$0.00
No
ESTIMATED ANNUAL COMMISSION AMOUNT OVER TERM OF NOTES
2013-09-06
D/A
$136,940.00
Yes
$0.00
No
ESTIMATED ANNUAL COMMISSION AMOUNT OVER TERM OF NOTES
2013-05-10
D/A
$90,000.00
No
$0.00
No
2013-04-12
D
$90,000.00
Yes
$0.00
No
2011-10-31
D
$106,000.00
No
$0.00
No
AND $14,000 - OFFERING EXPENSES
2010-03-24
D/A
$400,000.00
Yes
$0.00
No
2% ANNUAL COMMISSION PAYED FOR 3-YEAR NOTE ON APPROXIMATELY $6.7MM
2009-11-02
D/A
$125,000.00
Yes
$0.00
No
2009-09-25
D
$90,000.00
Yes
$0.00
No
2009-06-03
D
$100,000.00
No
$0.00
No
2009-03-31
D
$87,500.00
No
$0.00
No