Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

JP TURNER + CO., LLC
43177
MICHAEL L. DIGAETANO
2378300
J P TURNER
43177
MICHAEL DIGAETANO
2378300
J.P. TURNER + COMPANY
43177
MICHAEL L. DIGAETANO
2378300
SUMMIT BROKERAGE SERVICES INC.
34643
MICHAEL L. DIGAETANO
2378300
INDEPENDENT FINANCIAL GROUP, LLC
7717
MICHAEL DIGAETANO
2378300
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-02-14
D/A
$1,396,709.00
Yes
$0.00
No
2016-08-11
D/A
$2,422,585.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
2016-01-26
D/A
$2,458,122.00
Yes
$0.00
Yes
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
2013-05-09
D/A
$1,575,000.00
Yes
$0.00
No
2011-12-30
D/A
$2,500,000.00
Yes
$0.00
No
2010-07-13
D/A
$1,883,549.00
No
$0.00
No
2010-06-03
D/A
$2,500,000.00
Yes
$0.00
No
2010-04-02
D/A
$2,500,000.00
Yes
$0.00
No
2010-02-26
D/A
$2,500,000.00
Yes
$0.00
No
2010-02-10
D/A
$2,500,000.00
Yes
$0.00
No
2009-12-30
D/A
$2,500,000.00
Yes
$0.00
No
2009-11-20
D/A
$2,500,000.00
Yes
$0.00
No
2009-11-10
D/A
$2,500,000.00
Yes
$0.00
No
2009-09-11
D/A
$2,500,000.00
Yes
$0.00
No
2009-08-14
D/A
$2,500,000.00
Yes
$0.00
No
2009-07-16
D/A
$2,500,000.00
Yes
$0.00
No
2009-05-15
D/A
$2,500,000.00
Yes
$0.00
No
2009-04-21
D
$2,500,000.00
Yes
$0.00
No