Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
BRENT COCHRAN
2361173
CAMBRIDGE INVESTMENT RESEARCH INC
39543
BRENT A. COCHRAN
2361173
CAMBRIDGE INVESTMENT RESEARCH INC
39543
BRENT COCHRAN
2361173
CAMBRIDGE INVESTMENT RESEARCH
39543
DAVID A. RUSSON
2361173
CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
BRENT COCHRAN
2361173
CAMBRIDGE INVESTMENT RESEARCH INC.
39543
BRENT COCHRAN
2361173
CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
BRENT A. COCHRAN
2361173
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-01-13
D/A
$1,761,743.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-09-09
D/A
$1,761,743.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2011-11-22
D/A
$100,000.00
Yes
$0.00
No
2011-10-18
D/A
$100,000.00
Yes
$0.00
No
2011-09-21
D/A
$100,000.00
Yes
$0.00
No
2011-07-13
D
$100,000.00
Yes
$0.00
No
2011-04-18
D/A
$100,000.00
Yes
$0.00
No
2010-11-24
D
$100,000.00
Yes
$0.00
No
2010-08-27
D/A
$2,000,000.00
Yes
$0.00
No
2010-06-09
D/A
$250,000.00
Yes
$0.00
No
2010-04-15
D
$400,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE AMOUNTS PAID IN CONNECTION WITH THE OFFERING OF INTERESTS IN KEYSTONE PRIVATE EQUITY OPPORTUNITIES II, L.P., A PARALLEL VEHICLE OF THE ISSUER.
2010-04-15
D/A
$400,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE AMOUNTS PAID IN CONNECTION WITH THE OFFERING OF INTERESTS IN KEYSTONE PRIVATE EQUITY OPPORTUNITIES II (Q), L.P., A PARALLEL VEHICLE OF THE ISSUER.
2010-04-15
D/A
$250,000.00
Yes
$0.00
No
2010-02-17
D/A
$263,000.00
Yes
$0.00
No
2010-01-14
D/A
$213,600.00
Yes
$0.00
No
2009-11-17
D/A
$88,500.00
Yes
$0.00
No
2009-06-08
D/A
$250,000.00
Yes
$0.00
No