Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NFP SECURITIES
42046
JOSEPH CARPENTER
2361166
NFP SECURITIES
42046
JOSEPH L. CARPENTER
2361166
NFP SECURITIES
42046
JOSEPH L. CARPENTER
2361166
NFP SECURITIES
42046
JOSEPH L. CARPENTER
2361166
NFP SECURITIES
42046
JOSEPH L. CARPENTER
2361166
NFP SECURITIES
42046
JOSEPH L. CARPENTER
2361166
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-12-16
D
$1,298,181.00
No
$0.00
No
2025-12-15
D
$387,915.00
No
$0.00
No
2025-12-15
D
$65,432.00
No
$0.00
No
2023-12-19
D
$1,188,362.00
No
$0.00
No
2023-12-19
D
$362,401.00
No
$0.00
No
2023-12-19
D
$57,171.00
No
$0.00
No
2022-12-13
D
$1,048,323.00
No
$0.00
No
2022-12-13
D
$318,224.00
No
$0.00
No
2022-12-13
D
$54,115.00
No
$0.00
No
2021-12-08
D
$1,464,531.00
No
$0.00
No
2021-12-08
D
$418,235.00
No
$0.00
No
2021-12-08
D
$71,307.00
No
$0.00
No
2020-12-28
D
$1,896,736.00
No
$0.00
No
2020-12-28
D
$496,090.00
No
$0.00
No
2020-12-28
D
$83,438.00
No
$0.00
No
2019-12-12
D
$4,698,863.00
No
$0.00
No
2019-12-12
D
$999,459.00
No
$0.00
No
2019-12-12
D
$110,454.00
No
$0.00
No
2018-12-07
D
$4,735,637.00
No
$0.00
No
2018-12-07
D
$938,977.00
No
$0.00
No
2018-12-07
D
$100,824.00
No
$0.00
No
2017-12-18
D
$4,666,134.00
No
$0.00
No
2017-12-18
D
$885,263.00
No
$0.00
No
2017-12-18
D
$90,961.00
No
$0.00
No
2016-12-08
D
$4,750,744.00
No
$0.00
No
2016-12-08
D
$857,490.00
No
$0.00
No
2016-12-08
D
$116,099.00
No
$0.00
No
2015-12-11
D
$6,561,469.00
No
$0.00
No
2015-12-11
D
$1,108,546.00
No
$0.00
No
2015-12-11
D
$1,315,861.00
No
$0.00
No
2014-12-05
D/A
$6,634,287.00
No
$0.00
No
2014-12-05
D/A
$1,041,773.00
No
$0.00
No
2014-12-05
D/A
$673,223.00
No
$0.00
No
2013-12-11
D/A
$6,445,456.00
No
$0.00
No
2013-12-11
D
$6,445,456.00
No
$0.00
No
2013-12-04
D
$1,002,420.00
No
$0.00
No
2013-12-04
D/A
$424,764.00
No
$0.00
No
2012-12-31
D
$6,098,520.00
No
$0.00
No
2012-12-31
D
$679,331.00
No
$0.00
No
2012-12-28
D
$407,948.00
No
$0.00
No
2011-10-07
D
$5,635,005.00
No
$0.00
No
2011-10-05
D
$662,847.00
No
$0.00
No
2011-10-05
D
$427,284.00
No
$0.00
No
2010-06-17
D/A
$4,708,034.00
No
$0.00
No
2010-06-17
D/A
$523,686.00
No
$0.00
No
2010-06-17
D
$399,951.00
No
$0.00
No
2010-01-19
D
$28,370,635.00
No
$0.00
No