Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
CATALYST MUTUALS FUND DISTRIBUTORS LLC
146547
JIM LAWLER
2346453
ALT FUND DISTRIBUTORS
146547
JAMES LAWLER
2346453
GENERAL WELLINGTON CAPITAL LLC
282139
JAMES LAWLER
2346453
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER OF THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (IM) AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE IM.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER OF THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (IM) AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE IM.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE MASTER FUND-S GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE INVESTMENT MANAGER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE MASTER FUND-S GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE INVESTMENT MANAGER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE MASTER FUND-S GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE INVESTMENT MANAGER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE MASTER FUND-S GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE INVESTMENT MANAGER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO AN AFFILIATE OF THE INVESTMENT MANAGER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION PAID TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION MADE TO THE GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION PAID TO THE MASTER FUND-S GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION PAID TO THE MASTER FUND-S GENERAL PARTNER.
D/A
$0.00
Yes
$0.00
Yes
EACH ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER AND THE INCENTIVE ALLOCATION PAID TO THE GENERAL PARTNER.
D
$70,000.00
Yes
$0.00
No
ASSUMING MR. JIM LAWLER RAISES 10,000,000 USD AND ASSUMING A RETURN ON THE FUND OF 10%.
