Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CENTAURUS FINANCIAL INC
30833
KAPIL BHATNAGAR
2343123
CENTAURUS FINANCIAL INC
2343123
KAPIL BHATNAGAR
2343123
CENTAURUS FINANCIAL, INC.
30833
KAPIL BHATNAGAR
2343123
CENTAURUS FINANCIAL INC
30833
KAPIL BHATNAGAR
2343123
CENTAURUS FINANCIAL, INC.
30833
KAPIL BHATNAGAR
2343123
CENTAURUS FINANCIAL INC
30833
KAPIL BHATNAGAR
2343123
KAPIL BHATNAGAR
2343123
CENTAURUS FINANCIAL, INC.
30833
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-01-07
D
$689,084.00
No
$0.00
No
MANAGING BROKER FEE: $145,370; SALES COMMISSIONS: $516,784; DUE DILIGENCE FEES: $26,930
2012-09-06
D/A
$96,320.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-08-27
D/A
$94,320.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-08-23
D/A
$91,120.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-07-23
D/A
$87,920.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-07-18
D/A
$84,720.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-06-13
D/A
$83,120.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2012-05-07
D/A
$76,400.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDING DUE DILIGENCE FEE
2011-02-08
D/A
$2,800,000.00
Yes
$0.00
No
2010-06-22
D/A
$229,755.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-06-10
D/A
$222,955.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-06-01
D/A
$217,005.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-06-01
D/A
$217,005.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-05-07
D/A
$202,300.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-04-15
D/A
$198,050.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-04-06
D/A
$185,300.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-03-31
D/A
$181,900.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-03-23
D/A
$177,650.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-03-17
D/A
$127,500.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-03-09
D/A
$118,150.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-02-11
D/A
$103,105.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-01-25
D/A
$5,040,000.00
Yes
$0.00
No
2010-01-19
D/A
$84,320.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2010-01-06
D/A
$80,920.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2009-12-10
D/A
$56,270.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2009-12-01
D/A
$52,050.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2009-11-19
D/A
$48,875.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2009-11-05
D/A
$41,225.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES DUE DILIGENCE FEE
2009-10-16
D/A
$397,722.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-09-18
D/A
$379,032.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-09-17
D/A
$370,532.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-09-08
D/A
$358,532.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-09-03
D/A
$350,882.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-08-11
D/A
$255,477.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-08-04
D/A
$248,247.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-07-22
D
$239,747.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-07-22
D/A
$5,040,000.00
Yes
$0.00
No
2009-07-14
D/A
$234,307.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-07-01
D/A
$223,632.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-05-27
D/A
$214,792.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-03-20
D/A
$161,868.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-03-03
D/A
$153,617.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE
2009-02-18
D/A
$148,742.00
Yes
$0.00
No
SALES COMMISSION INCLUDES DEALER MANAGER FEE, MARKETING EXPENSE, AND DUE DILIGENCE FEE