Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAPWEST SECURITIES, INC.
30002
KENNETH CLEMENCE
2341922
Companies
Company Name
D + L ENERGY 2009-A LTD.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-03-24
D/A
$120,500.00
No
$0.00
No
CONSISTS OF A 7% SALES COMMISSION, A 1% DUE DILIGENCE FEE AND A 2% DEALER-MANAGER FEE.
2010-03-23
D/A
$120,500.00
No
$0.00
No
CONSISTS OF A 7% SALES COMMISSION, A 1% DUE DILIGENCE FEE AND A 2% DEALER-MANAGER FEE.