Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LARRY VERIEGGE
2338715
AVALON INVESTMENT + SECURITIES GROUP, INC.
6281
Companies
Company Name
HOUSING RECOVERY FUND OF AMERICA LLC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-02-22
D/A
$9,750,000.00
Yes
$0.00
No
SALES ARE SUBJECT TO A 9.75% FINANCIAL CAPITAL FEE, OF WHICH UP TO (I) 7.0% MAY BE REALLOWED AS A SELLING COMMISSION TO FINRA-MEMBER FIRMS THAT PARTICIPATE IN SALES OF UNITS, AND (II) 0.5% WILL BE RETAINED A PLACEMENT AGENT FEE.
2011-12-30
D/A
$9,750,000.00
Yes
$0.00
No
SALES ARE SUBJECT TO A 9.75% FINANCIAL CAPITAL FEE, OF WHICH UP TO (I) 7.0% MAY BE REALLOWED AS A SELLING COMMISSION TO FINRA-MEMBER FIRMS THAT PARTICIPATE IN SALES OF UNITS, AND (II) 0.5% WILL BE RETAINED A PLACEMENT AGENT FEE.
2011-02-28
D
$9,750,000.00
Yes
$0.00
No
SALES ARE SUBJECT TO A 9.75% FINANCIAL CAPITAL FEE, OF WHICH UP TO (I) 7.0% MAY BE REALLOWED AS A SELLING COMMISSION TO FINRA-MEMBER FIRMS THAT PARTICIPATE IN SALES OF UNITS, AND (II) 0.5% WILL BE RETAINED A PLACEMENT AGENT FEE.