Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DFPG INVESTMENTS, INC.
155576
SCOTT SHEEHAN
2328414
People
Name
KEVIN A. SHIELDS
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-07-31
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-07-31
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-07-18
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-07-18
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-07-09
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-06-28
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-06-14
D/A
$2,799,378.00
Yes
$0.00
Yes