Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAMBRIDGE INVESTMENT RESEARCH
39543
JIMMY DALE MULLINS
2325029
CAMBRIDGE INVESTMENT RESEARCH INC.
39543
JIMMY D. MULLINS
2325029
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-04-18
D/A
$100,000.00
Yes
$0.00
No
2010-11-24
D
$100,000.00
Yes
$0.00
No
2010-04-15
D/A
$400,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE AMOUNTS PAID IN CONNECTION WITH THE OFFERING OF INTERESTS IN KEYSTONE PRIVATE EQUITY OPPORTUNITIES II (Q), L.P., A PARALLEL VEHICLE OF THE ISSUER.
2010-04-15
D
$400,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE AMOUNTS PAID IN CONNECTION WITH THE OFFERING OF INTERESTS IN KEYSTONE PRIVATE EQUITY OPPORTUNITIES II, L.P., A PARALLEL VEHICLE OF THE ISSUER.