Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KIPLING CAPITAL, INC.
41196
PAUL JOHN ROESLER
2324720
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$106,970.00
Yes
$0.00
No
D/A
$106,970.00
Yes
$0.00
No
D/A
$106,970.00
Yes
$0.00
No
D/A
$106,970.00
Yes
$0.00
No
D/A
$106,970.00
Yes
$0.00
No
D/A
$106,970.00
Yes
$0.00
No
D/A
$104,000.00
No
$0.00
No
D/A
$104,000.00
No
$0.00
No
D/A
$74,000.00
No
$0.00
No
D/A
$21,250.00
No
$0.00
No
DOES NOT INCLUDE POTENTIAL FUTURE FEES BASED ON AN ALLOCATED 15% PARTICIPATION INTEREST IN THE SPONSOR-S BACK-END PROFITS INTEREST.
D/A
$18,750.00
No
$0.00
No
DOES NOT INCLUDE POTENTIAL FUTURE FEES BASED ON A 15% PARTICIPATION INTEREST IN BACK-END PROFITS.