Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

HARRISON DOUGLAS, INC.
16515
ROBERT K. GUMP
231970
Companies
Company Name
CM NOTES PROGRAM I, LLC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2009-11-19
D/A
$875,000.00
No
$0.00
No
2009-09-03
D/A
$875,000.00
No
$0.00
No
2009-08-05
D/A
$875,000.00
No
$0.00
No
2009-07-09
D/A
$875,000.00
No
$0.00
No
2009-04-14
D/A
$875,000.00
No
$0.00
No
2009-02-06
D
$875,000.00
No
$0.00
No