Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PROEQUITIES, INC.
15708
DAVID SOCZEK
2316655
PROEQUITIES, INC.
15708
DAVID A. SOCZEK
2316655
PROEQUITIES, INC.
15708
DAVID A. SOCZEK
2316655
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-12-16
D
$1,298,181.00
No
$0.00
No
2023-12-19
D
$1,188,362.00
No
$0.00
No
2022-12-13
D
$1,048,323.00
No
$0.00
No
2022-10-11
D/A
$40,000,000.00
No
$0.00
No
2021-12-08
D
$1,464,531.00
No
$0.00
No
2020-12-28
D
$1,896,736.00
No
$0.00
No
2020-12-22
D/A
$40,000,000.00
No
$0.00
No
2019-12-20
D/A
$40,000,000.00
No
$0.00
No
2019-12-12
D
$4,698,863.00
No
$0.00
No
2018-12-19
D/A
$40,000,000.00
No
$0.00
No
2018-12-07
D
$4,735,637.00
No
$0.00
No
2017-12-20
D/A
$40,000,000.00
No
$0.00
No
2017-12-18
D
$4,666,134.00
No
$0.00
No
2016-12-19
D/A
$40,000,000.00
No
$0.00
No
2016-12-19
D/A
$40,000,000.00
No
$0.00
No
2016-12-08
D
$4,750,744.00
No
$0.00
No
2015-12-11
D/A
$40,000,000.00
No
$0.00
No
2015-12-11
D
$6,561,469.00
No
$0.00
No
2014-12-15
D/A
$40,000,000.00
Yes
$0.00
No
2014-12-05
D/A
$6,634,287.00
No
$0.00
No
2014-08-13
D/A
$40,000,000.00
Yes
$0.00
No
2013-12-13
D/A
$40,000,000.00
Yes
$0.00
No
2013-05-16
D/A
$40,000,000.00
Yes
$0.00
No
2012-12-20
D/A
$40,000,000.00
Yes
$0.00
No
2012-11-15
D/A
$40,000,000.00
Yes
$0.00
No
2012-07-09
D/A
$30,000,000.00
Yes
$0.00
No
2012-03-21
D/A
$25,000,000.00
Yes
$0.00
No
2011-12-02
D/A
$20,000,000.00
Yes
$0.00
No