Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

EMERSON EQUITY LLC
130032
SUDHANSHU JAIN
2306031
EMERSON EQUITY, LLC
130032
SID JAIN
2306031
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$1,761,287.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, MANAGING BROKER-DEALER FEES, WHOLESALING FEES AND MARKETING/DUE DILIGENCE EXPENSE ALLOWANCES THAT MAY BE PAID OUT OF OFFERING PROCEEDS.
D/A
$579,850.00
Yes
$0.00
No
THIS RESPONSE IF BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS, FEES AND EXPENSE REIMBURSEMENTS WILL BE EARNED AND PAID.
D/A
$579,850.00
Yes
$0.00
No
THIS RESPONSE IF BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS, FEES AND EXPENSE REIMBURSEMENTS WILL BE EARNED AND PAID.