Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LAURENCE E. HERMAN
2305310
THE LEADERS GROUP, INC.
37157
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-08-06
D/A
$183,192.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL PAYS ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2019-03-08
D/A
$2,106.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2018-11-29
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.